Managing Risk and Dodd-Frank Compliance

No financial services firm can afford to ignore mobile phones in their overall communication strategy—yet mobile conversations introduce a host of new compliance risks. In the wake of the 2008 financial crisis, which devastated the international financial markets, the U.S. government focused on new regulations to protect consumers and the American taxpayers. This protection came in the form of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank).

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